Koon, Siu Kin 管少健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2009-04-15 | 2010-03-29 |
2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-30 | 2008-04-06 | Rep | Dealing in securities | 2009-03-13 | 2010-05-24 |
3 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2016-06-30 | 2019-03-15 |
4 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2012-12-27 | 2014-02-26 |
5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-06-21 | 2012-08-08 |
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