Lam, Ester Yuk Kan 林玉瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China New Securities Limited | RO | Advising on securities | 2023-03-01 | 2024-06-04 | RO | Asset management | 2023-03-01 | 2024-06-04 | RO | Dealing in securities | 2023-03-01 | 2024-06-04 |
| 2 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2007-10-30 | 2014-07-17 | Rep | Dealing in futures contracts | 2012-03-07 | 2019-04-30 | RO | Dealing in securities | 2014-07-17 | 2019-04-30 | Rep | Asset management | 2015-07-31 | 2019-04-30 |
| 3 | New Horizon International Securities Co., Limited | RO | Advising on securities | 2025-04-03 | RO | Asset management | 2025-04-03 | RO | Dealing in securities | 2025-04-03 |
| 4 | Vico Capital Limited | RO | Advising on securities | 2019-05-16 | 2021-12-16 | RO | Dealing in securities | 2019-05-16 | 2021-12-16 | RO | Asset management | 2020-10-29 | 2021-12-16 |
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