Tang, Wai Hong (SFC:AWH057) 鄧維康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Asset Management Limited | Rep | Asset management | 2013-01-23 | 2014-01-19 |
| 2 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2013-01-23 | 2014-01-19 | Rep | Dealing in securities | 2013-01-23 | 2014-01-19 |
| 3 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-12-23 | 2013-01-05 |
| 4 | Rifa Asset Management Limited | Rep | Advising on futures contracts | 2017-12-06 | 2018-11-23 | Rep | Advising on securities | 2017-12-06 | 2018-11-23 | Rep | Asset management | 2017-12-06 | 2018-11-23 | RO | Advising on futures contracts | 2018-11-23 | 2022-12-23 | RO | Advising on securities | 2018-11-23 | 2022-12-23 | RO | Asset management | 2018-11-23 | 2022-12-23 |
| 5 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2014-01-23 | 2018-10-25 | RO | Dealing in futures contracts | 2018-10-25 | 2022-12-23 |
| 6 | Rifa Securities Limited | Rep | Dealing in securities | 2014-01-23 | 2015-10-28 | RO | Dealing in securities | 2015-10-28 | 2022-12-23 |
| 7 | TFI Asset Management Limited | Rep | Asset management | 2014-07-24 | 2016-09-28 |
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