Wan, Kam Sing 尹錦成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2005-07-19 | 2006-02-17 |
| 2 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2014-06-20 | 2015-01-02 |
| 3 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-18 | 2015-01-02 |
| 4 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2011-05-30 | 2012-04-23 |
| 5 | YF Life Investors Limited | Rep | Advising on securities | 2008-05-23 | 2009-02-01 | Rep | Dealing in securities | 2008-05-23 | 2009-02-01 |
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