Wu, Kwong Chau 胡廣宙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BG Securities (HK) Co., Limited | Rep | Dealing in securities | 2019-06-13 | 2019-09-10 | RO | Dealing in securities | 2019-09-10 | 2021-03-16 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-03-28 | 2017-04-30 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-03-28 | 2017-04-30 |
| 4 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2008-05-13 | 2011-06-13 |
| 5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2005-07-19 | 2011-06-13 |
| 6 | Chinagri Cheung Kong Company Limited | Rep | Asset management | 2023-04-17 | 2023-05-08 | RO | Advising on securities | 2023-05-08 | 2023-10-09 | RO | Asset management | 2023-05-08 | 2023-10-09 |
| 7 | CHONG HING SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-11 | Rep | Advising on securities | 2005-01-11 | Rep | Asset management | 2005-01-11 | Rep | Automated trading services | 2005-01-11 | Rep | Dealing in securities | 2005-06-28 |
| 8 | Constance Capital Limited (HK) | Rep | Advising on securities | 2023-10-27 | 2023-12-14 | Rep | Asset management | 2023-10-27 | 2023-12-14 | Rep | Dealing in securities | 2023-10-27 | 2023-12-14 | RO | Advising on securities | 2023-12-14 | RO | Asset management | 2023-12-14 | RO | Dealing in securities | 2023-12-14 |
| 9 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-11-01 | 2018-01-15 | Rep | Dealing in futures contracts | 2017-11-01 | 2018-04-26 | RO | Dealing in securities | 2018-01-15 | 2018-04-26 |
| 10 | JOYFUL CAPITAL HK LIMITED | RO | Advising on securities | 2018-09-17 | 2021-09-10 | RO | Asset management | 2018-09-17 | 2021-09-10 |
| 11 | Marketsense Asset Management Limited | Rep | Asset management | 2021-11-03 | 2021-11-25 | RO | Asset management | 2021-11-25 | 2023-01-24 |
| 12 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2011-06-16 | 2014-03-25 | Rep | Dealing in securities | 2011-06-16 | 2014-03-25 |
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