Ho, Alan Wai Lun (SFC:AFA202) 何偉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Asset management | 2004-09-25 | Rep | Advising on futures contracts | 2005-04-11 | Rep | Dealing in futures contracts | 2006-02-17 | Rep | Dealing in securities | 2005-06-21 | 2006-02-17 |
| 2 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2006-02-20 | 2008-01-08 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-03-07 | 2009-06-29 | RO | Advising on futures contracts | 2009-06-29 | 2010-11-22 | RO | Dealing in futures contracts | 2009-06-29 | 2010-11-22 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-03-07 | 2009-06-29 | RO | Advising on securities | 2009-06-29 | 2010-11-22 | RO | Dealing in securities | 2009-06-29 | 2010-11-22 | Rep | Asset management | 2009-10-09 | 2010-03-11 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-18 | |
| 6 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-02-10 | Rep | Dealing in securities | 2010-12-06 | 2011-02-10 | RO | Dealing in futures contracts | 2011-02-10 | 2012-04-15 | RO | Dealing in securities | 2011-02-10 | 2012-04-15 |
| 7 | Holly International Financial Holdings Limited | RO | Dealing in futures contracts | 2012-06-29 | 2020-03-16 | RO | Dealing in securities | 2017-01-10 | 2020-03-16 |
| 8 | REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-08 | 2006-02-10 |
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