Lam, Ka Yu (SFC:AXG492) 林家裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CACHET ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-10-29 | 2021-10-21 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-03-06 | 2017-04-21 |
| 3 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-05-11 | 2012-03-31 | Rep | Dealing in securities | 2011-05-11 | 2012-03-31 |
| 4 | Hafoo Securities Limited | Rep | Dealing in securities | 2015-10-30 | 2017-02-17 |
| 5 | Nard Capital Limited | Rep | Asset management | 2022-01-06 | |
| 6 | WIM ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-06-12 | 2019-09-30 |
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