Wu, Tang Lung 胡騰龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.M. Capital Advisors (HK) Limited | Rep | Advising on securities | 2022-01-03 | 2022-06-08 | Rep | Asset management | 2022-01-03 | 2022-06-08 | RO | Advising on securities | 2022-06-08 | RO | Asset management | 2022-06-08 |
| 2 | CUPOLA CAPITAL LIMITED | Rep | Advising on securities | 2018-07-18 | 2018-09-17 | Rep | Asset management | 2018-07-18 | 2018-09-17 | RO | Advising on securities | 2018-09-17 | 2022-01-01 | RO | Asset management | 2018-09-17 | 2022-01-01 |
| 3 | Foundation Asset Management (HK) Limited | Rep | Asset management | 2014-09-19 | 2015-12-31 |
| 4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-07-11 | 2012-06-19 | Rep | Dealing in securities | 2011-07-11 | 2012-06-19 |
| 5 | GREAT BAY SECURITIES LIMITED | RO | Asset management | 2017-11-20 | 2018-07-04 | RO | Advising on securities | 2018-02-14 | 2018-07-04 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-08-10 | 2014-04-23 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-10 | 2014-04-23 | Rep | Dealing in securities | 2012-08-10 | 2014-04-23 |
| 8 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-01-12 | 2017-11-19 | Rep | Asset management | 2016-01-12 | 2017-11-19 | Rep | Dealing in securities | 2016-01-12 | 2017-11-19 |
| 9 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2014-04-29 | 2014-09-15 |
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