Wu, Tang Lung 胡騰龍

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2012-08-10 2014-04-23
VC BROKERAGE LIMITED Rep 2014-04-29 2014-09-15
RHB ASSET MANAGEMENT LIMITED Rep 2016-01-12 2017-11-19
GREAT BAY SECURITIES LIMITED RO 2018-02-14 2018-07-04
CUPOLA CAPITAL LIMITED Rep 2018-07-18 2018-09-17
CUPOLA CAPITAL LIMITED RO 2018-09-17 2022-01-01
C.M. Capital Advisors (HK) Limited Rep 2022-01-03 2022-06-08
C.M. Capital Advisors (HK) Limited RO 2022-06-08
2 Foundation Asset Management (HK) Limited Rep Asset management 2014-09-19 2015-12-31
RHB ASSET MANAGEMENT LIMITED Rep 2016-01-12 2017-11-19
GREAT BAY SECURITIES LIMITED RO 2017-11-20 2018-07-04
CUPOLA CAPITAL LIMITED Rep 2018-07-18 2018-09-17
CUPOLA CAPITAL LIMITED RO 2018-09-17 2022-01-01
C.M. Capital Advisors (HK) Limited Rep 2022-01-03 2022-06-08
C.M. Capital Advisors (HK) Limited RO 2022-06-08
3 Future Growth Financial Services Limited Rep Dealing in futures contracts 2011-07-11 2012-06-19
PHILLIP COMMODITIES (H.K.) LIMITED Rep 2012-08-10 2014-04-23
4 Future Growth Financial Services Limited Rep Dealing in securities 2011-07-11 2012-06-19
PHILLIP SECURITIES (HONG KONG) LIMITED Rep 2012-08-10 2014-04-23
RHB ASSET MANAGEMENT LIMITED Rep 2016-01-12 2017-11-19

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