Yam, Chi Fai 任志輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-23 | 2014-02-18 |
| 2 | China Transfer Capital Investment Limited | Rep | Dealing in securities | 2018-12-06 | 2018-12-11 | RO | Dealing in securities | 2018-12-11 | 2019-12-05 |
| 3 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-08-08 | 2012-03-31 | Rep | Dealing in securities | 2011-08-08 | 2012-03-31 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-03-05 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-11-30 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-18 | 2018-11-30 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2014-03-05 | 2017-10-02 |
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