Wong, Howard Lok Him 王諾謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Futu Securities International (HONG KONG) Limited | RO | Dealing in securities | 2012-10-04 | 2016-05-03 | RO | Dealing in futures contracts | 2013-07-10 | 2016-05-03 | RO | Advising on securities | 2015-06-02 | 2016-05-03 | RO | Asset management | 2015-07-24 | 2016-05-03 |
| 2 | Goldin Equities Limited | Rep | Dealing in securities | 2006-07-27 | 2011-09-01 | Rep | Dealing in futures contracts | 2009-02-03 | 2012-09-27 | RO | Dealing in securities | 2011-09-01 | 2012-09-27 |
| 3 | Major Asset Management Limited | RO | Advising on securities | 2018-08-29 | 2019-10-22 | RO | Asset management | 2018-08-29 | 2019-10-22 | RO | Dealing in securities | 2018-08-29 | 2019-10-22 |
| 4 | Midas Securities Limited | RO | Advising on securities | 2017-02-21 | 2018-07-27 | RO | Asset management | 2017-02-21 | 2018-07-27 | RO | Dealing in futures contracts | 2017-02-21 | 2018-07-27 | RO | Dealing in securities | 2017-02-21 | 2018-07-27 |
| 5 | SR Wealth Securities Limited | Rep | Advising on securities | 2019-11-12 | 2019-11-19 | Rep | Dealing in securities | 2019-11-12 | 2019-11-19 | RO | Advising on securities | 2019-11-19 | RO | Dealing in securities | 2019-11-19 | RO | Dealing in futures contracts | 2021-11-18 | RO | Asset management | 2022-05-20 |
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