Kavvathas, Dimitrios
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-03-09 | 2009-05-14 | RO | Dealing in securities | 2009-05-14 | 2013-02-28 | RO | Advising on futures contracts | 2011-05-20 | 2013-02-28 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-03-09 | 2009-05-14 | RO | Dealing in futures contracts | 2009-05-14 | 2013-02-28 | RO | Advising on futures contracts | 2011-05-20 | 2013-02-28 |
| 3 | Harmony Advisors Limited | RO | Asset management | 2016-06-06 | RO | Dealing in securities | 2016-06-06 | RO | Advising on securities | 2018-01-09 | RO | Dealing in futures contracts | 2018-01-09 |
| 4 | VTB Capital Hong Kong Limited | Rep | Dealing in securities | 2013-11-08 | 2014-01-08 | RO | Dealing in securities | 2014-01-08 | 2014-06-03 |
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