Lee, Chun Wah (SFC:AFR066) 李俊華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2005-09-28 | 2006-06-30 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-07-02 | 2005-09-28 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2010-12-16 | 2011-08-25 | Rep | Dealing in securities | 2010-12-16 | 2011-08-25 | RO | Asset management | 2011-08-25 | 2017-04-01 | RO | Dealing in securities | 2011-08-25 | 2017-04-01 |
| 4 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Advising on securities | 2016-09-07 | 2022-11-29 | RO | Asset management | 2016-09-07 | 2022-11-29 | RO | Dealing in securities | 2016-09-07 | 2022-11-29 | Rep | Advising on securities | 2022-11-29 | Rep | Asset management | 2022-11-29 | Rep | Dealing in securities | 2022-11-29 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-09 | Rep | Asset management | 2003-08-09 | Rep | Advising on securities | 2003-11-17 |
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