Piplani, Dhruv
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2013-10-15 | 2013-12-06 | RO | Asset management | 2013-12-06 | 2014-10-31 | RO | Dealing in securities | 2014-10-09 | 2014-10-31 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-05-11 | 2009-05-27 | RO | Dealing in securities | 2009-05-27 | 2013-06-22 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-11 | 2009-05-27 | RO | Dealing in securities | 2009-05-27 | 2010-11-17 | Rep | Dealing in securities | 2010-11-17 | 2011-12-12 | RO | Dealing in securities | 2011-12-12 | 2013-06-22 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-05-11 | 2009-05-27 | RO | Dealing in futures contracts | 2009-05-27 | 2013-06-22 |
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