Teo, Bernard Thye Peng 張泰平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-07-26 | 2007-02-28 | Rep | Dealing in securities | 2004-07-26 | 2007-02-28 | Rep | Advising on corporate finance | 2010-07-13 | 2011-07-29 | Rep | Dealing in securities | 2010-07-13 | 2011-07-29 | RO | Advising on corporate finance | 2011-07-29 | 2016-03-02 | RO | Dealing in securities | 2011-07-29 | 2016-03-02 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-04-25 | 2008-09-29 | Rep | Advising on securities | 2007-04-30 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2010-04-07 | Rep | Advising on securities | 2008-10-10 | 2010-04-07 | Rep | Dealing in securities | 2009-12-21 | 2010-04-07 |
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