Ao, Man 敖曼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-08-02 | 2014-05-31 |
| 2 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2020-11-12 | |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2014-09-11 | 2016-06-18 |
| 4 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2017-05-25 | 2018-03-01 | Rep | Dealing in securities | 2017-05-25 | 2018-03-01 |
| 5 | Yunfeng Securities Limited | Rep | Advising on securities | 2017-05-25 | 2018-03-01 | Rep | Dealing in securities | 2017-05-25 | 2018-03-01 |
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