Bai, Chongjun 柏崇俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-08-25 | 2011-04-28 | Rep | Advising on securities | 2008-08-25 | 2011-04-28 | Rep | Dealing in securities | 2008-09-24 | 2011-04-28 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2011-07-06 | 2019-02-23 | Rep | Dealing in securities | 2011-07-06 | 2019-02-23 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-12-30 | 2023-12-06 |
| 4 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2006-12-08 | 2008-06-26 | Rep | Advising on securities | 2006-12-08 | 2008-06-26 |
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