Bansal, Amit (SFC:APB433)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Augment Wealth Advisors Limited | RO | Advising on futures contracts | 2021-01-13 | RO | Advising on securities | 2021-01-13 | RO | Asset management | 2021-01-13 | RO | Dealing in futures contracts | 2021-01-13 | 2022-12-13 | RO | Dealing in securities | 2021-01-13 | 2022-12-13 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-05-22 | 2015-02-11 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-22 | 2015-02-11 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-07 | 2008-02-23 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-07 | 2008-02-23 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-12-05 | 2019-12-31 |
| 7 | Pharo Management (HK) Limited | RO | Asset management | 2015-05-18 | 2017-09-22 |
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