Bhargava, Siddharth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Advising on securities | 2006-09-07 | 2007-04-23 | Rep | Dealing in securities | 2006-09-07 | 2007-04-23 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-09-08 | 2016-02-27 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-08 | 2016-02-27 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-04 | 2008-06-24 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-04 | 2008-06-24 |
| 6 | Samena Capital Hong Kong Limited | Rep | Advising on securities | 2017-09-19 | 2018-05-31 | Rep | Asset management | 2017-09-19 | 2018-05-31 | RO | Advising on securities | 2018-05-31 | 2018-11-05 | RO | Asset management | 2018-05-31 | 2021-02-28 |
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