Chan, Hector 陳凱圖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | RO | Leveraged foreign exchange trading | 2021-10-19 | 2022-07-06 |
| 2 | AXA Investment Managers Chorus Limited | RO | Advising on futures contracts | 2017-03-02 | 2023-06-06 | RO | Advising on securities | 2017-03-02 | 2023-06-06 | RO | Asset management | 2017-03-02 | 2023-06-06 | RO | Dealing in securities | 2017-03-02 | 2023-06-06 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-07-17 | 2015-05-01 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-07-17 | 2015-05-01 |
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