Chan, Kin Man (SFC:AUG795) 陳健敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Advising on securities | 2018-07-06 | 2020-11-30 | Rep | Asset management | 2018-07-06 | 2020-11-30 | Rep | Dealing in securities | 2018-07-06 | 2020-11-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-12-08 | 2015-06-03 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-24 | 2015-06-03 |
| 4 | Harmony Advisors Limited | Rep | Dealing in securities | 2015-11-04 | 2016-06-12 |
| 5 | Win Harvest Asset Management Limited | Rep | Advising on securities | 2017-09-19 | 2018-04-30 | Rep | Asset management | 2017-09-19 | 2018-04-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy