Chan, Joyce Ying Kuk 陳映菊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-09-08 | 2018-04-10 | RO | Dealing in securities | 2018-04-10 | 2018-09-27 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2017-09-08 | 2018-04-10 | RO | Dealing in securities | 2018-04-10 | 2018-09-27 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-09-08 | 2018-04-10 | Rep | Dealing in securities | 2017-09-08 | 2018-04-10 | RO | Dealing in futures contracts | 2018-04-10 | 2018-09-27 | RO | Dealing in securities | 2018-04-10 | 2018-09-27 |
| 4 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-11-22 | 2019-06-06 |
| 5 | CMB International Securities Limited | Rep | Dealing in securities | 2018-11-22 | 2019-06-06 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-07-08 | 2017-02-11 | Rep | Asset management | 2012-08-27 | 2014-01-14 |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-02-11 |
| 8 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-24 | 2016-10-10 |
| 9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-02 | 2019-08-14 |
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