Chang, Randy Chung-Hsia 張崇夏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2010-07-05 2019-06-12
2 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in futures contracts 2016-10-11 2019-06-12
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2014-07-14 2016-10-10
4 LEHMAN BROTHERS ASIA LIMITED Rep Advising on corporate finance 2007-08-30 2008-09-29
Rep Dealing in securities 2007-08-30 2008-09-29
5 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-08-30 2008-09-29
6 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2008-10-10 2010-05-21
Rep Dealing in securities 2008-10-10 2010-05-21
Rep Advising on securities 2009-12-30 2010-05-21

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