Chen, Tin Yeung 陳天洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-04-15 | 2010-03-12 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-04-15 | 2010-03-12 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-04-23 | |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-04-23 | 2016-10-10 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-07 | 2009-02-13 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-09-07 | 2009-02-13 |
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