Cheng, Winston Shao Min 鄭孝明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-09-26 | 2007-03-23 | Rep | Dealing in securities | 2005-09-26 | 2007-03-23 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-26 | 2007-03-23 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2007-04-26 | 2012-03-19 | Rep | Dealing in securities | 2007-04-26 | 2012-03-19 | RO | Advising on corporate finance | 2012-03-19 | 2013-06-20 | RO | Dealing in securities | 2012-03-19 | 2013-06-20 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-08-09 | 2024-03-22 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2013-09-16 | 2013-11-27 | Rep | Dealing in securities | 2013-09-16 | 2013-11-27 | Rep | Advising on securities | 2013-09-16 | 2014-06-06 | RO | Advising on corporate finance | 2013-11-27 | 2015-08-11 | RO | Dealing in securities | 2013-11-27 | 2015-08-11 | RO | Advising on securities | 2014-06-06 | 2015-08-11 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2013-09-16 | 2013-11-27 | Rep | Dealing in securities | 2013-09-16 | 2013-11-27 | Rep | Advising on securities | 2013-09-16 | 2014-06-06 | RO | Advising on corporate finance | 2013-11-27 | 2015-08-11 | RO | Dealing in securities | 2013-11-27 | 2015-08-11 | RO | Advising on securities | 2014-06-06 | 2015-08-11 |
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