Chesney, Steven Kent (SFC:ATB731)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2010-02-19 | 2015-04-08 | Rep | Dealing in securities | 2010-03-11 | 2015-04-08 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-06-08 | 2009-09-11 |
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