Cheung, Joyce Ka Yee 張嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-08-06 | 2013-05-01 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-05-11 | 2013-05-01 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-30 | 2009-07-17 |
| 4 | ROCKPOOL CAPITAL LIMITED | Rep | Advising on securities | 2021-03-15 | 2022-05-13 | Rep | Asset management | 2021-03-15 | 2022-05-13 | Rep | Dealing in securities | 2021-03-15 | 2022-05-13 |
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