Cheung, Suk Mun 張淑敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2011-06-16 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2011-06-16 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2021-09-23 | 2024-03-08 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-08-02 | 2014-05-31 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-02 | 2014-05-31 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-08-02 | 2014-05-31 |
| 7 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2014-07-02 | 2021-01-15 | Rep | Dealing in securities | 2014-07-02 | 2021-01-15 |
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