Chong, Kian Shing 張建成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2007-08-09 | 2010-04-01 | Rep | Asset management | 2007-08-09 | 2010-04-01 | Rep | Dealing in securities | 2007-08-09 | 2010-04-01 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2007-08-09 | 2009-11-02 | Rep | Dealing in securities | 2007-08-09 | 2010-04-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2010-07-23 | 2014-05-27 | Rep | Dealing in securities | 2010-07-23 | 2014-05-27 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-10-10 | 2018-10-31 | RO | Advising on corporate finance | 2018-10-31 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Advising on securities | 2003-06-25 | Rep | Asset management | 2003-06-25 |
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