Chu, Ching-Hsuan 朱靜萱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amherst Pierpont International Limited | Rep | Advising on securities | 2016-11-15 | 2022-01-12 | Rep | Dealing in securities | 2016-11-15 | 2022-01-12 | RO | Advising on securities | 2022-01-12 | 2022-12-11 | RO | Dealing in securities | 2022-01-12 | 2022-12-11 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2014-12-11 | 2016-09-14 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-04-19 | 2014-09-09 |
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