Ferguson, Benjamin William

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2009-06-12 2013-03-27
RO Dealing in securities 2013-03-27 2022-04-21
RO Advising on securities 2021-05-06 2022-04-21
2 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Dealing in securities 2013-03-27 2016-10-10
RO Automated trading services 2013-07-11 2016-10-10
RO Automated trading services 2016-10-11 2022-04-21
RO Dealing in futures contracts 2016-10-11 2022-04-21
RO Dealing in securities 2016-10-11 2022-04-21
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2009-06-12 2013-03-27
RO Dealing in futures contracts 2013-03-27 2016-10-10

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