Guan, Shao Ping 關少平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2023-06-21 | 2023-08-16 | Rep | Asset management | 2023-06-21 | 2023-08-16 | Rep | Dealing in securities | 2023-06-21 | 2023-08-16 | RO | Advising on securities | 2023-08-16 | RO | Asset management | 2023-08-16 | RO | Dealing in securities | 2023-08-16 |
| 2 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-01 | 2006-04-30 | Rep | Asset management | 2004-07-01 | 2006-04-30 |
| 3 | Amundi Hong Kong Limited | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2006-04-30 | Rep | Asset management | 2006-04-30 | Rep | Dealing in securities | 2006-04-30 |
| 4 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2007-12-03 | 2017-04-01 | Rep | Asset management | 2007-12-03 | 2017-04-01 | Rep | Dealing in securities | 2008-01-16 | 2017-04-01 |
| 6 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-08-12 | 2018-12-11 | Rep | Asset management | 2016-08-12 | 2018-12-11 | Rep | Dealing in securities | 2016-08-12 | 2018-12-11 | RO | Advising on securities | 2018-12-11 | 2023-04-22 | RO | Asset management | 2018-12-11 | 2023-04-22 | RO | Dealing in securities | 2018-12-11 | 2023-04-22 |
| 7 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-05-22 | 2007-10-24 | Rep | Asset management | 2006-05-22 | 2007-10-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy