Hsieh, Joyce Tsung-Chin 謝宗芩

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2003-10-15
Rep Advising on securities 2003-10-15
Rep Asset management 2003-10-15
Rep Automated trading services 2003-10-15
Rep Dealing in securities 2006-05-12
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2003-10-16 2006-05-12
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2006-09-04 2023-01-12

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