Hua, Qianli 華千里
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Composite Capital Management (HK) Limited | Rep | Asset management | 2016-09-19 | 2021-05-31 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-07-18 | 2016-08-27 | Rep | Advising on securities | 2016-07-18 | 2016-08-27 | Rep | Dealing in securities | 2016-07-18 | 2016-08-27 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-08-19 | 2013-06-29 |
| 4 | Xin Tian Fund Management Company Limited | Rep | Advising on securities | 2013-08-01 | 2016-05-11 | Rep | Asset management | 2013-08-01 | 2016-05-11 |
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