Jian, Xu 見旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-08-23 | 2016-08-03 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-08-23 | 2016-08-03 |
| 3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2023-08-31 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-11-01 | 2020-01-14 | RO | Dealing in securities | 2020-01-14 | 2023-05-17 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2016-11-01 | 2020-01-14 | RO | Dealing in futures contracts | 2020-01-14 | 2023-05-17 |
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