Kekke, Shuya 結解秀哉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-07-27 | 2012-09-13 | Rep | Automated trading services | 2009-07-27 | 2013-03-29 | RO | Dealing in securities | 2012-09-13 | 2013-03-29 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Dealing in securities | 2012-09-13 | 2013-03-29 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | 2012-09-13 | RO | Dealing in futures contracts | 2012-09-13 | 2013-03-29 |
4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-09-09 | 2014-01-21 | Rep | Advising on securities | 2013-09-09 | 2014-01-21 | Rep | Automated trading services | 2013-09-09 | 2014-01-21 | Rep | Dealing in futures contracts | 2013-09-09 | 2014-01-21 | Rep | Dealing in securities | 2013-09-09 | 2014-01-21 | RO | Advising on futures contracts | 2014-01-21 | 2014-07-31 | RO | Advising on securities | 2014-01-21 | 2014-07-31 | RO | Automated trading services | 2014-01-21 | 2014-07-31 | RO | Dealing in futures contracts | 2014-01-21 | 2014-07-31 | RO | Dealing in securities | 2014-01-21 | 2014-07-31 |
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