Koto, Hisanori 古東久典
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-08-04 | 2012-02-17 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-04 | 2012-02-17 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-08-04 | 2012-02-17 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-05-22 | 2015-07-14 | RO | Dealing in securities | 2015-07-14 | 2018-12-19 | Rep | Dealing in securities | 2022-09-23 | 2022-09-30 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-05-22 | 2015-07-14 | Rep | Dealing in securities | 2012-05-22 | 2015-07-14 | RO | Dealing in futures contracts | 2015-07-14 | 2019-05-31 | RO | Dealing in securities | 2015-07-14 | 2019-05-31 | Rep | Dealing in futures contracts | 2022-09-23 | 2022-09-30 | Rep | Dealing in securities | 2022-09-23 | 2022-09-30 |
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