Krautheim, Erica Shao-Ning
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FRANKLIN TEMPLETON ASIA PACIFIC ALTERNATIVES LIMITED | Rep | Asset management | 2022-10-05 | 2023-04-28 |
2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2022-03-24 | 2022-06-30 | Rep | Dealing in securities | 2022-07-01 | 2022-10-20 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-11-16 | 2014-03-18 |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-08 | 2014-03-18 |
5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-11-16 | 2014-03-18 |
6 | VBG Asset Management Limited | Rep | Asset management | 2024-01-25 |
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