Lau, Lambert Ming Yeung 劉名揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2017-08-29 | 2017-11-01 | Rep | Dealing in securities | 2017-08-29 | 2017-11-01 | RO | Dealing in futures contracts | 2017-11-01 | RO | Dealing in securities | 2017-11-01 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in securities | 2015-10-19 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-12 | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in securities | 2015-10-19 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in futures contracts | 2011-12-15 | RO | Advising on futures contracts | 2011-12-15 | 2015-10-19 | RO | Dealing in futures contracts | 2011-12-15 | 2015-10-19 |
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