Lee, Julianne Young Suk 李英淑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-02-10 | 2017-09-05 | Rep | Dealing in securities | 2015-02-10 | 2017-09-05 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-03-28 | 2014-12-18 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2014-12-18 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-06-17 | 2021-07-16 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-06-17 | 2021-07-16 | Rep | Dealing in securities | 2019-06-17 | 2021-07-16 |
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