Leung, Wyndham Ming Hym 梁鳴謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Automated trading services | 2005-08-22 | 2007-11-29 | Rep | Dealing in securities | 2005-08-22 | 2007-11-29 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-07-12 | 2023-09-09 | Rep | Asset management | 2016-05-20 | 2019-06-03 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2019-06-01 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-07-12 | 2016-10-10 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-01-23 | Rep | Advising on securities | 2024-03-05 | Rep | Asset management | 2024-03-05 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-02-27 | 2009-03-11 | Rep | Dealing in futures contracts | 2008-07-21 | 2009-03-11 |
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