Liu, Yang (SFC:AMN665) 劉揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-04-23 | 2016-03-17 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-04-23 | 2016-03-17 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-09-28 | 2007-03-14 | Rep | Dealing in securities | 2005-09-28 | 2007-03-14 | Rep | Advising on corporate finance | 2018-07-25 | 2021-02-10 | Rep | Dealing in securities | 2018-07-25 | 2021-02-10 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-09-28 | 2007-03-14 | Rep | Dealing in futures contracts | 2005-09-28 | 2007-03-14 |
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