Lin, Shaoxing 林少行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-11-07 | 2020-06-30 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-04-18 | 2020-06-30 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-04-18 | 2020-06-30 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-04-18 | 2020-06-30 | Rep | Advising on securities | 2018-04-03 | 2020-06-30 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-07 | 2020-06-30 | Rep | Advising on securities | 2018-04-03 | 2020-06-30 |
| 6 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-10-20 | 2021-06-01 | RO | Advising on corporate finance | 2021-06-01 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-10-20 | 2021-06-01 | RO | Dealing in securities | 2021-06-01 |
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