Marsh, Nicholas James (SFC:ANH720)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-04-28 | 2007-06-16 | Rep | Dealing in securities | 2008-03-03 | 2013-04-06 | Rep | Advising on futures contracts | 2011-06-22 | 2013-04-06 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2013-04-06 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-04-28 | 2007-06-16 | Rep | Dealing in futures contracts | 2008-03-03 | 2013-04-06 | Rep | Advising on futures contracts | 2011-06-22 | 2013-04-06 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-26 | 2008-02-04 | Rep | Dealing in securities | 2007-07-26 | 2008-02-04 |
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