Mithran, Girish
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2021-06-03 | 2022-11-08 | Rep | Dealing in securities | 2021-06-03 | 2022-11-08 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-06-26 | 2014-04-22 | Rep | Dealing in securities | 2012-06-26 | 2014-04-22 | RO | Dealing in futures contracts | 2014-04-22 | 2016-03-01 | RO | Dealing in securities | 2014-04-22 | 2016-03-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-11-07 | 2012-03-21 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-07 | 2012-03-21 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-11-07 | 2012-03-21 |
| 6 | Nine Masts Capital Limited | Rep | Asset management | 2019-11-21 | 2020-07-31 |
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