Mohan, Siddharth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-07-19 | 2022-08-01 | Rep | Dealing in securities | 2019-07-19 | 2022-08-01 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2019-07-19 | 2022-08-01 | Rep | Dealing in securities | 2019-07-19 | 2022-08-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-04-23 | 2019-04-05 | Rep | Automated trading services | 2009-02-20 | 2014-10-10 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2013-08-01 | 2016-10-10 | Rep | Dealing in securities | 2013-08-01 | 2016-10-10 | Rep | Automated trading services | 2016-10-11 | 2019-04-05 | Rep | Dealing in futures contracts | 2016-10-11 | 2019-04-05 | Rep | Dealing in securities | 2016-10-11 | 2019-04-05 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-04-23 | 2016-10-10 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-10-19 | Rep | Advising on futures contracts | 2022-11-15 | Rep | Advising on securities | 2022-11-15 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2022-10-19 | Rep | Dealing in futures contracts | 2022-10-19 | Rep | Dealing in securities | 2022-10-19 |
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