Li, Yi (SFC:BJF133) 李怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2017-04-18 | 2019-12-11 | Rep | Advising on securities | 2017-04-18 | 2021-09-15 | RO | Asset management | 2019-12-11 | 2021-05-17 | Rep | Asset management | 2021-05-17 | 2021-09-15 |
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