Nemoto, Yoko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2008-08-07 | 2009-10-01 | Rep | Asset management | 2008-08-07 | 2009-10-01 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-12-04 | 2015-12-31 | Rep | Dealing in securities | 2016-04-29 | 2016-05-12 | Rep | Dealing in securities | 2017-07-21 | 2017-07-28 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-04-22 | 2015-08-28 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-04-22 | 2015-08-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy