Ng, Lok Yan (SFC:AOG290) 伍樂仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-11-30 | 2010-03-03 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-11-30 | 2010-03-03 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-06-08 | 2015-01-30 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-06-08 | 2015-01-30 |
5 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-05-02 | 2018-06-07 |
6 | Leonteq Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-05-02 | 2018-06-07 |
7 | Leonteq Securities (Hong Kong) Limited | RO | Advising on securities | 2018-06-07 | 2019-11-27 |
8 | Leonteq Securities (Hong Kong) Limited | RO | Dealing in securities | 2018-06-07 | 2019-11-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy