O'Neill, Matthew William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-02-18 | 2013-08-08 | Rep | Dealing in securities | 2018-12-10 | 2022-09-17 | Rep | Advising on securities | 2020-02-18 | 2022-09-17 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-06-19 | 2022-09-17 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-02-18 | 2013-08-08 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2013-11-05 | 2018-09-04 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2013-11-05 | 2015-08-13 | Rep | Dealing in securities | 2013-11-05 | 2015-08-13 | Rep | Dealing in futures contracts | 2013-11-05 | 2018-09-04 |
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